Investment Programs: Alpha Plus         About EMC  Our Company  Key Personnel        Investment Programs  Classic  Alpha  Alpha Plus  Commodity        Research  Overview        How To Invest  Contact Us  Disclaimer  Privacy Policy     Description The Alpha Plus Program is a multi-strategy approach to investing in alternatives. Alpha Plus targets 12% volatility utilizing a dynamic risk management scaling technique. The program includes proprietary, stand-alone sub-strategies, including: Upside Capture, Unconstrained Interest Rates, Dynamic Commodities and Long/Short Global Financials. Within each sub-strategy are multiple trading systems with unique return characteristics. Trading systems vary significantly between the sub-strategies. Objective Seeks to generate long term total returns in any market environment. Invests in multiple asset classes across the global network of regulated financial exchanges. Portfolio Diversification The Alpha Plus Program is an alternative investment that gives investors a strategic tool to build a well-rounded portfolio. According to Modern Portfolio Theory, adding an alternative investment with a positive return stream that is non-correlated to the other holdings in a portfolio simultaneously increases expected returns while lowering volatility. PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS. THE RISK OF LOSS IN TRADING COMMODITIES CAN BE SUBSTANTIAL. YOU SHOULD CAREFULLY CONSIDER WHETHER SUCH TRADING IS SUITABLE FOR YOU IN LIGHT OF YOUR FINANCIAL CONDITION. FUTURES TRADING INVOLVES A HIGH DEGREE OF RISK, INLCUDING LIQUIDITY RISKS, NO SECONDARY MARKET EXISTS, RESTRICTIONS ON REDEMPTIONS AND THE RISK OF FOREIGN SECURITIES. This table prepared by EMC Capital Advisors. Performance represents all accounts traded in the EMC Alpha Plus Program, net of fees. The EMC Alpha Plus Program does not reflect the performance of any one account, but rather a combination of the historical performance of multiple accounts and portfolios with varied fee structures. Therefore, an individual account and a particular trading portfolio may have realized more or less favorable results than the composite indicates. Prior to October 1, 2013, accounts were managed by EMC Capital Management, Inc., the predecessor of EMC Capital Advisors, LLC. Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Ann 2014 1.0% 2.2% 1.5% 5.8% 2.0% 0.7% 5.9% 4.1% 25.6% 2015 8.1% -0.5% 1.6% -2.4% -0.4% -5.3% 2.0% -5.2% 1.5% 2.7% 1.8% -4.5% -1.2% 2016 5.3% 4.2% -1.9% -2.1% -1.1% 6.8% 3.6% -2.5% 0.3% -5.5% -4.5% 1.4% 3.3% 2017 1.0% 3.8% -1.9% 0.7% 2.1% -3.6% 2.7% 3.6% -4.3% 5.2% 2.0% 1.9% 13.5% 2018 7.6% -6.5% -2.1% -0.3% -2.1% -0.9% 0.1% 0.5% -0.9% -4.3% 1.7% 0.8% -6.9% 2019 1.4% -0.4% 5.1% 1.7% 0.6% 3.8% 1.4% 3.6% -2.8% -1.7% 0.2% 2.0% 15.8% 2020 -0.7% -0.6% -0.6% 1.6% 1.6% -0.0% 1.9% 0.8% -3.7% -2.1% 6.1% 7.0% 11.1% 2021 -0.4% 5.5% -1.0% 3.8% 2.2% -2.9% -1.7% 0.6% 1.1% 7.8% -3.5% 0.9% 12.4% 2022 0.9% 3.2% 5.0% 0.9% -1.9% -1.8% 1.5% -3.0% 0.4% 1.3% -2.3% -3.5% 0.3% 2023 3.1% -4.2% -4.4% 2.8% -0.8% 5.2% -0.3% -3.6% -0.4% -1.6% -1.9% 6.4% -0.5% 2024 -3.4% 3.0% 4.2% 2.7% -1.3% -1.2% -1.2% -1.9% 3.0% -7.6% 0.9% -3.4% Strategies Unconstrained Interest Rates   Strategy trades short-term interest rate futures with durations of 3 months to 3 years   Long and short positions taken in short-term global debt   Sensitive to macroeconomic data and monetary policy announcements   Trading systems respond quickly to rising and falling interest rates Dynamic Commodities   Sectors traded include energy, agricultural and livestock, industrial and precious metal futures markets   Positions driven by fundamental price factors - supply and demand imbalances, changes in production costs, possible market disruptions, etc.   Trading systems respond to price fluctuations in specific commodity markets   Long/short exposure allows for profitable trading in all market environments Long/Short Global Financials   Sectors traded include global stock index futures, long-term and short-term interest rate futures around the globe and currency markets   Multiple systematic models are designed to capitalize on global macro trends   Strategy has ability to profit during times of market dislocations; as well as economic prosperity   Low correlation to traditional stock and bond indices Upside Capture   Long-only strategy allocates to a subset of diverse global markets, including global stock index futures, sovereign interest rate futures and metals futures   Since 1980, statistical analysis indicates traditional stock and bond markets have risen more than 60% of the time   Components of the portfolio are optimized across markets to capture profits during times of economic expansion   Systematic rebalancing to return to optimal allocations

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